Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Rafael Munoz is a financial advisor currently working at Osaic Institutions, Inc. based in Coconut Grove, Florida. Prior to joining Osaic Institutions, Inc., Raul was a registered representative at HSBC Securities (USA) Inc., Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.P. Morgan Securities LLC. Raul has a broad experience in the financial services industry, having worked with a variety of clients, including high-net-worth individuals, corporations, and individuals. Raul is a Series 6, 7, and 66 licensed representative and is registered in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/20/2023 - Present
Osaic Institutions, Inc. (COCONUT GROVE FL)
NY
12/14/2020 - 12/03/2021
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
FL
03/23/2017 - 12/18/2018
HSBC SECURITIES (USA) INC. (MIAMI BEACH FL)
FL
05/11/2015 - 02/08/2017
WELLS FARGO CLEARING SERVICES, LLC (HOLLYWOOD FL)
FL
11/10/2014 - 03/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANTATION FL)
FL
06/05/2013 - 10/13/2014
J.P. MORGAN SECURITIES LLC (MIAMI FL)
BOTH
Issued 04/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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