Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Rafael Moreno is a financial advisor with over 20 years of experience in the industry. Raul has been registered with J.P. Morgan Securities LLC since 2015 and previously held positions at HSBC Securities (USA) Inc., Citigroup Global Markets Inc. and Pruco Securities, LLC. Raul is licensed to provide financial advice in several states including New York, Texas, California, Florida, Illinois, Massachusetts, and more. Raul's areas of expertise include financial planning, portfolio management for individuals and businesses, and pension consulting. Raul is a Series 7 and Series 66 licensed holder and also holds the Securities Industry Essentials (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/03/2023 - Present
J.p. Morgan Securities LLC (PORT CHESTER NY)
NY
05/21/2019 - 10/11/2021
PRUCO SECURITIES, LLC. (Yonkers NY)
NY
09/14/2017 - 04/09/2019
CITIGROUP GLOBAL MARKETS INC. (White Plains NY)
NY
05/28/2015 - 09/27/2017
J.P. MORGAN SECURITIES LLC (OSSINING NY)
NY
02/26/2008 - 05/19/2015
HSBC SECURITIES (USA) INC. (MOUNT VERNON NY)
NY
01/30/2007 - 02/01/2008
MML INVESTORS SERVICES, INC. (WHITE PLAINS NY)
NY
06/11/2003 - 01/22/2007
PRUCO SECURITIES, LLC. (UNIONDALE NY)
BOTH
Issued 06/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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