Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul R. Toro has been in the financial services industry since 2002. Raul is currently registered with J.p. Morgan Securities LLC. Raul has a wide range of experience, having worked with several financial institutions, including Citizens Securities, Inc., LPL Financial LLC, Wells Fargo Advisors, LLC, PNC Investments and Merrill Lynch. Raul's expertise lies in portfolio management for businesses and individuals, financial planning, and pension consulting. Raul is licensed to provide financial advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
06/21/2019 - Present
J.p. Morgan Securities LLC (Robbinsville NJ)
PA
08/22/2012 - 06/11/2019
CITIZENS SECURITIES, INC. (Fort Washington PA)
PA
08/29/2011 - 08/20/2012
LPL FINANCIAL LLC (PHILADELPHIA PA)
NJ
12/10/2010 - 08/24/2011
WELLS FARGO ADVISORS, LLC (MOORESTOWN NJ)
NJ
05/30/2007 - 12/22/2010
PNC INVESTMENTS (HAMILTON NJ)
NJ
02/12/2003 - 05/23/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
05/03/2002 - 10/29/2002
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
BOTH
Issued 10/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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