Unclaimed
Raul Gesmundo is a financial professional with over 15 years of experience in the financial services industry. Raul is currently registered with Voya Financial Partners, LLC and is a Series 6, 63, and 6TO licensed representative. Raul has held previous positions with Transamerica Investors Securities Corporation, Vanguard Marketing Corporation, Janney Montgomery Scott LLC, Directed Services, Inc., PFPC Distributors, Inc., and Pruco Securities Corporation. Raul is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/05/2024 - Present
Voya Financial Partners, LLC (WINDSOR CT)
CT
10/15/2015 - 12/31/2019
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
NY
05/30/2015 - 08/05/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
PA
11/02/2004 - 08/07/2009
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
10/04/2002 - 11/26/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
04/06/2001 - 09/30/2002
DIRECTED SERVICES, INC. (WEST CHESTER PA)
ME
07/30/1999 - 11/15/2000
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
NJ
11/17/1997 - 06/23/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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