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Raul Pinal

Interactive Brokers LLC

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About Raul Pinal

Raul Pinal is a financial professional with over 20 years of experience in the industry. Raul has held positions at Goldman Sachs Execution & Clearing, L.P. and First Options of Chicago, Inc. Raul is currently registered with Interactive Brokers LLC. Raul holds Series 3, 4, 7, 55, 57TO and 63 licenses.

Firm Information

Raul Pinal is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raul Pinal’s Registration & Firm History

IL

09/12/2008 - Present

Interactive Brokers LLC (CHICAGO IL)

IL

06/25/2004 - 02/19/2008

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (CHICAGO IL)

IL

07/03/2002 - 06/25/2004

FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/23/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2002

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2007

Series 3 - National Commodity Futures Examination

BC

Issued 01/17/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Raul Pinal.
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