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Raul Oswaldo Vera

Stonex Financial Inc.

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About Raul Oswaldo Vera

Raul Oswaldo Vera is a financial advisor with Stonex Financial Inc. based in Miami, Florida. Raul Vera has been in the financial services industry since October 22, 2020 and has worked at Portfolio Resources Group, Inc. and Stonex Financial Inc. Raul Vera holds FINRA Series 4, 7, 24, 66, and SIE licenses and is registered in Florida and New York.

Firm Information

Raul Vera is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raul Vera’s Registration & Firm History

FL

10/13/2021 - Present

Stonex Financial Inc. (MIAMI FL)

FL

10/22/2020 - 10/14/2021

PORTFOLIO RESOURCES GROUP, INC. (MIAMI FL)

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Licenses & Designations

BOTH

Issued 07/20/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/13/2023

Series 4 - Registered Options Principal Examination

BC

Issued 05/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/22/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raul Oswaldo Vera.
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