Unclaimed
Raul Oswaldo Vera is a financial advisor with Stonex Financial Inc. based in Miami, Florida. Raul Vera has been in the financial services industry since October 22, 2020 and has worked at Portfolio Resources Group, Inc. and Stonex Financial Inc. Raul Vera holds FINRA Series 4, 7, 24, 66, and SIE licenses and is registered in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/13/2021 - Present
Stonex Financial Inc. (MIAMI FL)
FL
10/22/2020 - 10/14/2021
PORTFOLIO RESOURCES GROUP, INC. (MIAMI FL)
BOTH
Issued 07/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Raul Vera is the right advisor for you? Invested Better is here to help.