Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Oscar Gutierrez is a financial advisor with Truist Securities, Inc. Raul has over 20 years of experience in the financial services industry. Raul holds the Series 7, Series 24, Series 63, Series 79 and SIE licenses. Raul is registered to provide securities related services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/18/2010 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
08/25/2004 - 08/28/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/20/2003 - 08/25/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/16/1997 - 11/25/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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