Unclaimed
Raul Mendez is a registered representative with Robinhood Financial, LLC. Raul has passed the Series 7TO, SIE, and Series 63 exams, and is licensed in 53 states. Raul has a background in the financial services industry, having previously worked at CHARLES SCHWAB & CO., INC. and TD AMERITRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/27/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
TX
11/03/2023 - 06/13/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
09/17/2022 - 11/03/2023
TD AMERITRADE, INC. (Westlake TX)
BC
Issued 10/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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