Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Maranon is a financial professional with over 2 years of experience in the industry. Raul is currently registered with Smbc Nikko Securities America, Inc. and is licensed to sell securities in 51 states. Raul previously worked at SG Americas Securities, LLC. Raul holds a variety of licenses including Series 3, Series 7TO, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/17/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/15/2021 - 10/04/2023
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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