Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Gomez saucedo is a financial advisor currently registered with Empower Financial Services, Inc. Raul has been in the financial industry since 2022. Raul has a Series 7TO, Series 6TO, and a Series 63 license. Raul's previous experience includes time at J.P. MORGAN SECURITIES LLC. Raul is licensed to sell securities in 45 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/27/2024 - Present
Empower Financial Services, Inc. (ANDOVER MA)
TX
02/19/2022 - 03/03/2024
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
BC
Issued 03/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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