Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Garza is a registered representative of Farmers Financial Solutions, LLC. Raul has been in the financial services industry since 2010. His primary office is located in San Jose, California. Raul holds the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/26/2012 - Present
Farmers Financial Solutions, LLC (SAN JOSE CA)
CA
11/18/2011 - 01/20/2012
METLIFE SECURITIES INC. (SAN JOSE CA)
CA
10/07/2010 - 09/23/2011
PFS INVESTMENTS INC. (SAN JOSE CA)
CA
04/02/2008 - 02/11/2009
WORLD GROUP SECURITIES, INC. (SAN JOSE CA)
CA
12/06/2007 - 01/02/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)
BOTH
Issued 11/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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