Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Felix Ferrao Robles is a financial advisor with over 12 years of experience in the industry. Raul is currently registered with Wells Fargo Clearing Services, LLC and is also registered in Florida and Georgia. Raul has previously worked at HSBC Securities (USA) Inc. and PNC Investments. Raul holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/13/2021 - Present
Wells Fargo Clearing Services, LLC (MIAMI FL)
FL
11/29/2018 - 04/24/2020
HSBC SECURITIES (USA) INC. (SURFSIDE FL)
FL
08/26/2014 - 11/01/2018
PNC INVESTMENTS (AVENTURA FL)
FL
01/15/2008 - 08/22/2014
WELLS FARGO ADVISORS, LLC (MIAMI FL)
BOTH
Issued 12/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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