Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Eduardo Perez is a financial professional with over 20 years of experience in the securities industry. Raul has held various positions with several prominent firms including HSBC Brokerage (USA) Inc., TD Waterhouse Investor Services, Inc., HSBC Securities (USA) Inc., BNP Paribas Securities Corp., and currently, Wells Fargo Securities, LLC. Raul has a comprehensive understanding of the financial markets and has demonstrated a commitment to providing high-quality investment advice to clients. Raul holds several industry licenses including Series 7, 63, 24, 55, 57TO, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2018 - Present
Wells Fargo Securities, LLC (New York NY)
NY
05/24/2011 - 04/23/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/01/2005 - 04/06/2011
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
11/24/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NE
04/26/2000 - 09/29/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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