Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Amezcua is a registered representative with Samuel A. Ramirez & Company, Inc.. Raul has over 29 years of experience in the financial industry. Raul has been active in the securities industry since October 11, 1992, and has a wide range of experience in various financial products and services. Raul holds several licenses, including Series 7, 24, 27, 50, 52, 53, 54, 63, 79 and 99. Raul is registered to conduct business in Arizona, California, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/17/2021 - Present
Samuel A. Ramirez & Company, Inc. (LOS ANGELES CA)
IL
04/21/2014 - 02/05/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
CA
04/16/2003 - 06/25/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
NY
05/18/1995 - 03/18/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/23/1992 - 04/05/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/31/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/20/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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