Unclaimed
Raul Amador is a financial advisor who has been in the industry since 1978. Raul is currently registered with LPL Financial LLC and has been with the firm since November 2017. Prior to that, Raul worked at Investment Centers of America, Inc. from December 2003 to November 2017. Raul is licensed to provide financial services in Oklahoma and Texas. Raul holds a Series 63, 65, 7 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/29/2017 - Present
LPL Financial LLC (CORPUS CHRISTI TX)
TX
12/12/2003 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (CORPUS CHRISTI TX)
MO
05/11/1998 - 12/17/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
TX
11/25/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
01/30/1984 - 11/11/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/25/1982 - 02/07/1984
EDWARD D. JONES & CO., L.P.
NA
10/12/1978 - 03/08/1982
IDS LIFE INSURANCE COMPANY
NA
10/12/1978 - 03/08/1982
IDS MARKETING CORPORATION
NA
10/12/1978 - 03/08/1982
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 03/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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