Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Alfonso Isern is a financial advisor with over 30 years of experience in the industry. Raul is currently registered with LPL Financial LLC and Atlantic Family Wealth, LLC. Raul has a wide range of experience and holds several licenses including Series 3, 7, 9, 10, 24, 63 and 65. He is also a Certified Financial Planner. Raul has previously worked with other firms including Barclays Capital Inc., Lehman Brothers Inc., Morgan Stanley & Co., Incorporated, Quick & Reilly, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Raul is based in Coral Gables, Florida and serves clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/29/2016 - Present
LPL Financial LLC (CORAL GABLES FL)
FL
09/22/2008 - 11/24/2009
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
10/15/2002 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
NY
11/24/1999 - 10/14/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
07/10/1996 - 11/18/1999
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/19/1993 - 02/27/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/11/1993 - 02/16/1993
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 3 - National Commodity Futures Examination
BC
Issued 01/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Raul Isern is the right advisor for you? Invested Better is here to help.
