Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul A. Gutierrez is an investment advisor representative with Park Avenue Securities LLC. Raul is a seasoned professional with over 30 years of experience in the financial industry. Raul is registered to provide investment advice in a variety of states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/16/2021 - Present
Park Avenue Securities LLC (SAINT PETERSBURG FL)
NY
05/03/2006 - 06/27/2011
AXA ADVISORS, LLC (NEW YORK NY)
IL
04/09/1999 - 04/17/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NE
03/13/1995 - 07/09/1998
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NA
09/30/1993 - 03/10/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
OR
04/17/1993 - 10/01/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
12/12/1990 - 04/14/1993
DESCAP SECURITIES, INC. (NEW YORK NY)
NA
07/02/1990 - 12/03/1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
02/09/1990 - 05/03/1990
VANDERBILT SECURITIES, INC.
NA
09/20/1989 - 02/15/1990
J. T. MORAN & CO., INC.
IA
Issued 05/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/18/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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