Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ratnajit? Claim Your ProfileRatnajit Phillip Barva is a financial advisor who is active in the securities industry since 2000. Ratnajit Phillip Barva is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC and Cetera Advisor Networks LLC. Ratnajit Phillip Barva has previously been registered with First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, Investors Capital Corp., VSR Financial Services, Inc., Multi-Financial Securities Corporation, Financial Network Investment Corporation, First Republic Securities Company, LLC, Imperial Capital, LLC, J.B. Oxford & Company, First American Equities, Inc. and Securities West, Inc.. Ratnajit Phillip Barva holds a Series 63, Series 14, Series 4, Series 24, Series 57TO, SIE, Series 55 and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2015 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
09/08/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 11/01/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
09/08/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
09/08/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
04/13/2005 - 09/01/2010
MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)
CA
03/11/2005 - 09/01/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
05/30/2003 - 07/22/2003
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
05/14/2001 - 08/13/2001
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
07/30/1997 - 05/15/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
FL
09/06/1995 - 06/06/1997
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
CA
05/17/1995 - 08/30/1995
SECURITIES WEST, INC. (SANTA ANA CA)
BC
Issued 08/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/10/2008
Series 4 - Registered Options Principal Examination
BC
Issued 08/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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