Unclaimed
Ratko Caricic is a financial professional with experience in the securities industry. Ratko has been registered with FINRA since May 2015 and holds the Series 99 and SIE exams. Ratko currently works for BNP Paribas Securities Corp. and previously worked for BNP PARIBAS PRIME BROKERAGE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/07/2015 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
05/07/2015 - 05/06/2016
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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