Unclaimed
Rath Namara Chhun is a financial professional licensed in 52 states and the District of Columbia. Rath has been in the securities industry since January 8, 2015 and currently is registered with ADP Broker-Dealer, Inc. Rath has been with ADP Broker-Dealer, Inc. since June 28, 2017. Prior to that, Rath was with the same firm from October 16, 2014 until April 3, 2017. Rath has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
06/28/2017 - Present
ADP Broker-Dealer, Inc. (Salem NH)
NH
10/16/2014 - 04/03/2017
ADP BROKER-DEALER, INC. (SALEM NH)
BC
Issued 09/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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