Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rashad? Claim Your ProfileRashad A. Smith is a registered representative with Pruco Securities, LLC, a firm with offices in Forest Hills, NY. Rashad has been working in the financial industry since 2012. Rashad has passed the Series 7TO, Series 6, Series 63 and Series 66 exams. Pruco Securities, LLC has a total of 113,575 accounts under management.
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Compensation from lpl enterprise, llc
1
2
NY
10/17/2024 - Present
Pruco Securities, LLC (Forest Hills NY)
NY
10/01/2012 - 07/18/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 06/17/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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