Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raquel? Claim Your ProfileRaquel Maria Ward is a Registered Representative with Vanguard Advisers, Inc. Raquel is a highly experienced financial professional with over 10 years in the industry. Raquel has held previous roles with J.P. Morgan Securities LLC, Fidelity Brokerage Services LLC, UBS Financial Services Inc. and Scottrade, Inc.. Raquel's expertise includes financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/13/2022 - Present
Vanguard Advisers, Inc. (MALVERN PA)
DE
01/14/2022 - 04/16/2022
J.P. MORGAN SECURITIES LLC (NEWARK DE)
PA
02/13/2015 - 01/07/2022
FIDELITY BROKERAGE SERVICES LLC (PHILADELPHIA PA)
PA
10/10/2013 - 01/08/2015
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
04/11/2011 - 10/08/2013
SCOTTRADE, INC. (PHILADELPHIA PA)
BOTH
Issued 08/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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