Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raquel? Claim Your ProfileRaquel Maloon is a financial professional with over 15 years of experience in the industry. Raquel is a registered representative of Nylife Securities LLC and has held a Series 6, 7, 24, and 26 license. In addition, Raquel holds a Series SIE license. Raquel has been active in the financial services industry since 2004 and has worked for several firms including NYLIFE DISTRIBUTORS LLC. Raquel is currently located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/05/2004 - Present
Nylife Securities LLC (NEW YORK NY)
NY
07/12/2018 - 04/08/2019
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 04/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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