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Raquel Iris Garza

Wealth Enhancement Advisory Services, LLC

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About Raquel Iris Garza

Raquel Iris Garza is a financial advisor with over 9 years of experience. Raquel is currently registered with Wealth Enhancement Advisory Services, LLC, and has been a registered representative with LPL Financial since June 2021. Prior to this, Raquel was with Equitable Advisors, LLC. Raquel is a Certified Financial Planner (CFP) and holds Series 7, 63, and 65 licenses. Raquel provides investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm.

Firm Information

Raquel Garza is currently registered with Wealth Enhancement Advisory Services, LLC. Wealth Enhancement Advisory Services, LLC is a financial advisor based in Plymouth, Minnesota, with over 600 employees and over $72 billion in assets under management. They offer financial planning, pension consulting, and portfolio management services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. They also provide educational seminars and select other advisors.
Wealth Enhancement Advisory Services, LLC

505 NORTH HWY 169

PLYMOUTH, MN 55441

$72.02B

Assets Under Management

177

Total Clients

643

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa 3(38) investment manager

Erisa 3(38) investment manager

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees received from third party investment advisors

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Raquel Garza’s Registration & Firm History

TX

07/01/2021 - Present

Wealth Enhancement Advisory Services, LLC (HOUSTON TX)

TX

04/04/2012 - 07/09/2021

EQUITABLE ADVISORS, LLC (HOUSTON TX)

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Licenses & Designations

IA

Issued 02/22/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/22/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raquel Iris Garza.
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