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Raquel E Krispeal

Alexander Capital, LP

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About Raquel E Krispeal

Raquel E. Krispeal is a securities professional with over 10 years of experience in the financial industry. Raquel has a strong track record of success in various roles, including positions at ARIVE CAPITAL MARKETS, TRADERFIELD SECURITIES INC., LEGEND SECURITIES, INC., AEGIS CAPITAL CORP., and JOHN THOMAS FINANCIAL. Raquel currently holds a Series 7, 24, 52TO, and 63 license and is registered with FINRA and the state of New York. Raquel is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Raquel Krispeal is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raquel Krispeal’s Registration & Firm History

NY

05/17/2024 - Present

Alexander Capital, LP (Staten Island NY)

NY

03/20/2019 - 06/28/2024

ARIVE CAPITAL MARKETS (Staten Island NY)

NJ

03/08/2018 - 04/11/2019

TRADERFIELD SECURITIES INC. (HAZLET NJ)

NY

03/30/2015 - 12/07/2016

LEGEND SECURITIES, INC. (Staten Island NY)

NY

03/13/2013 - 02/27/2015

LEGEND SECURITIES, INC. (GREAT NECK NY)

NY

04/20/2012 - 03/04/2013

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

06/03/2010 - 04/16/2012

JOHN THOMAS FINANCIAL (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/12/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raquel E Krispeal.
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