Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raquel? Claim Your ProfileRaquel Alexis Gonzalez is an investment professional with over six years of experience in the financial services industry. Raquel is a registered representative and principal with Charles Schwab & CO., Inc. Previously, Raquel worked at TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. Raquel holds the Series 3, 4, 7, 9, 10, 24, and 63 licenses. Raquel is currently licensed to provide securities and investment advisory services in 51 states and the District of Columbia. At Charles Schwab & CO., Inc., Raquel is a wrap fee program sponsor and a financial planning advisor referral program participant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
10/11/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
06/02/2016 - 10/24/2022
TD AMERITRADE, INC. (Southlake TX)
TX
03/01/2018 - 09/21/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
BC
Issued 06/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2018
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/05/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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