Unclaimed
Raphael Cho is a financial professional with over 20 years of experience in the industry. Raphael is currently registered with Apollo Global Securities, LLC in New York, NY. Prior to joining Apollo Global Securities, LLC, Raphael was employed with Investec Securities (US) LLC, WESTLB Securities Inc., Ernst & Young Corporate Finance LLC, and Credit Suisse First Boston LLC. Raphael is licensed to sell securities in New York and has passed the Series 7, Series 24, Series 63, Series 79TO and SIE exams. Raphael specializes in Investment Banking and other securities products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/29/2023 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
03/08/2013 - 02/13/2023
INVESTEC SECURITIES (US) LLC (NEW YORK NY)
NY
11/26/2004 - 08/29/2012
WESTLB SECURITIES INC. (NEW YORK NY)
IL
03/11/2004 - 06/11/2004
ERNST & YOUNG CORPORATE FINANCE LLC (CHICAGO IL)
NY
09/02/2002 - 07/25/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 03/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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