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Raphael Tshikala

Tiaa-Cref Individual & Institutional Services, LLC

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About Raphael Tshikala

Raphael Tshikala is a financial advisor with over 2 years of experience. Raphael is registered with TIAA-CREF Individual & Institutional Services, LLC and has been with the firm since August 2024. Previously, Raphael worked at Wells Fargo Clearing Services, LLC. Raphael holds licenses for both Broker-Dealer (Series 7TO, Series 63) and Investment Advisor (Series 65). Raphael is registered to offer investment advisory services in 52 states and is also registered with FINRA. Raphael is available to assist clients with a variety of financial planning and investment management needs. Raphael is also involved in several other businesses outside of the financial industry.

Firm Information

Raphael Tshikala is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Raphael Tshikala’s Registration & Firm History

NC

09/05/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NC

05/28/2022 - 08/23/2024

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 11/03/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/25/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raphael Tshikala.
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