Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raphael? Claim Your ProfileRaphael Lamar Henderson is a financial advisor with over 30 years of experience in the financial services industry. Raphael is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2012. Previously, Raphael has also worked for firms such as WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, INVEST FINANCIAL CORPORATION and FIRST IMPERIAL INVESTOR SERVICES, INC. Raphael has a broad range of experience in the financial services industry and holds a variety of licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/11/2012 - Present
Wells Fargo Clearing Services, LLC (WEST COVINA CA)
CA
06/17/2008 - 04/19/2010
WELLS FARGO ADVISORS, LLC (LA CANADA CA)
CA
11/29/2005 - 06/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
NY
02/05/2003 - 10/28/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
01/31/1997 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
WI
05/25/1990 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
03/04/1988 - 04/17/1990
FIRST IMPERIAL INVESTOR SERVICES, INC.
NA
11/21/1986 - 10/30/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BC
Issued 10/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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