Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raphael? Claim Your ProfileRaphael Joseph Dick is a registered investment advisor with LPL Financial LLC, a financial firm with over $50 billion in assets under management. Raphael has been in the financial industry since January 4, 2013, working with a number of firms in the Pittsburgh area. Raphael holds both Series 6 and 7 licenses, as well as the Series 63 and Series 65 exams. Raphael currently has active registrations in Pennsylvania, Ohio and Texas. Raphael has experience in financial planning, investment management and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/23/2017 - Present
LPL Financial LLC (MCMURRAY PA)
PA
06/04/2015 - 06/26/2017
CITIZENS SECURITIES, INC. (PITTSBURGH PA)
PA
09/11/2014 - 05/29/2015
LPL FINANCIAL LLC (INGOMAR PA)
PA
11/05/2013 - 09/16/2014
PNC INVESTMENTS (PITTSBURGH PA)
PA
08/06/2012 - 06/10/2013
FARMERS FINANCIAL SOLUTIONS, LLC (PITTSBURGH PA)
IA
Issued 07/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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