Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raphael? Claim Your ProfileRaphael Gonzalez is a financial advisor with over 17 years of experience in the industry. Raphael is currently registered with J.P. Morgan Securities LLC, and has previously held positions at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., EXOS SECURITIES LLC, PERFORMANCE TRUST CAPITAL PARTNERS, LLC, CANTOR FITZGERALD & CO., AOC SECURITIES, LLC, ROBERT W. BAIRD & CO. INCORPORATED, and UBS Securities LLC. Raphael specializes in portfolio management for individuals and businesses. Raphael's experience encompasses various areas including financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
09/20/2023 - Present
J.p. Morgan Securities LLC (Greenwich CT)
NY
10/18/2021 - 08/23/2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NY
04/30/2020 - 09/05/2021
EXOS SECURITIES LLC (NEW YORK NY)
CT
02/21/2018 - 11/29/2018
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (GREENWICH CT)
NY
03/06/2017 - 11/22/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/04/2016 - 02/16/2017
AOC SECURITIES, LLC (NEW YORK NY)
CT
02/04/2014 - 01/08/2016
ROBERT W. BAIRD & CO. INCORPORATED (GREENWICH CT)
NY
10/01/2008 - 06/05/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/15/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/03/2005 - 05/10/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/02/2005 - 07/14/2005
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
02/26/2002 - 03/04/2005
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/17/1997 - 02/19/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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