Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raphael? Claim Your ProfileRaphael Goodman has been in the securities industry since 2001 and is currently registered with Jefferies LLC. Previously, Raphael worked at Jefferies Execution Services, Inc. and Titan/Value Equities Group, Inc.. Raphael holds a wide range of licenses, including Series 4, 7, 12, 24, 25, 55, 57, 63, 7TO, 99TO, and the SIE. Raphael Goodman is a Series 63 licensed agent registered in California and has worked in the state since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/09/2004 - Present
Jefferies LLC (LOS ANGELES CA)
NY
05/28/2002 - 11/09/2004
JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)
CA
01/06/1995 - 03/25/1996
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
11/03/1992 - 01/07/1993
REYNOLDS KENDRICK STRATTON, INC.
BC
Issued 02/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 06/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2001
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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