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Raphael Basco De rosa

Nylife Securities LLC

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About Raphael Basco De rosa

Raphael Basco De rosa is a financial professional with Nylife Securities LLC, based in Niagara Falls, NY. Raphael holds Series 63, Series 6TO and SIE licenses. Raphael has been in the financial industry since 2020 and has been registered with the state of New York since April 25, 2022. Raphael is also registered in North Carolina and South Carolina.

Firm Information

Raphael De rosa is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raphael De rosa’s Registration & Firm History

NY

01/01/2021 - Present

Nylife Securities LLC (NIAGARA FALLS NY)

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Licenses & Designations

BC

Issued 04/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raphael Basco De rosa.
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