Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raphael? Claim Your ProfileRaphael Aziz is a financial advisor with over 10 years of experience in the industry. Raphael is a Certified Financial Planner™ professional and holds Series 6, 7TO, 63, and 65 licenses. Raphael is currently registered with Fidelity Personal AND Workplace Advisors in San Diego, CA and is also registered as an Investment Advisor Representative in Texas. Previously, Raphael worked as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and Chase Investment Services Corp. Raphael's specialties include portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/21/2023 - Present
Fidelity Personal AND Workplace Advisors (SAN DIEGO CA)
CA
10/17/2019 - 06/30/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
10/01/2012 - 08/21/2019
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
CA
08/15/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
BC
Issued 01/17/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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