Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raoul? Claim Your ProfileRaoul Brandt is a registered representative with Brokers International Financial Services, LLC. Raoul has been in the securities industry for over 30 years. Raoul is also a registered representative with Capital Financial Services, Inc. in Stanley, ND. Raoul has extensive experience in the financial services industry. Raoul is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
02/02/2021 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
ND
12/04/2015 - 07/31/2019
CAPITAL FINANCIAL SERVICES, INC. (Stanley ND)
ND
11/28/2012 - 12/01/2015
INVESTMENT CENTERS OF AMERICA, INC. (STANLEY ND)
ND
05/18/2006 - 11/29/2012
CAPITAL FINANCIAL SERVICES, INC. (STANLEY ND)
IA
01/31/2001 - 06/06/2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
ND
05/23/1997 - 05/03/2001
HUNTINGDON SECURITIES CORPORATION (MINOT ND)
OK
05/08/1996 - 01/16/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
FL
04/22/1994 - 05/09/1996
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NE
02/01/1989 - 04/27/1994
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
01/05/1989 - 02/11/1989
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NA
04/30/1987 - 01/18/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/20/1985 - 05/20/1987
EN SOF SECURITIES CORPORATION
NA
02/19/1985 - 08/21/1985
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
NA
02/27/1984 - 10/31/1984
CHUBB SECURITIES CORPORATION
NA
09/15/1983 - 12/05/1983
TRANSAMERICA FUND SALES, INC.
BOTH
Issued 10/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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