Unclaimed
Ranjit Singh Sufi is an investment advisor representative with Aristotle Capital Management, LLC in Los Angeles, CA. Ranjit has been in the financial services industry since July 1998. Ranjit is a registered investment advisor in California and has a Series 65 license. Ranjit is also registered as a broker-dealer in 51 states and is registered with FINRA. Prior to joining Aristotle Capital Management, LLC, Ranjit was a managing director at IMST Distributors, LLC in Sarasota, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/07/2015 - Present
Aristotle Capital Management, LLC (LOS ANGELES CA)
FL
09/15/2014 - 10/24/2023
IMST DISTRIBUTORS, LLC (Sarasota FL)
NY
06/06/2013 - 08/12/2014
MARTIN CURRIE INVESTOR SERVICES, INC. (NEW YORK NY)
CA
05/29/2008 - 03/13/2013
NUVEEN SECURITIES, LLC (LAFAYETTE CA)
NY
11/19/1999 - 04/21/2008
NICHOLAS-APPLEGATE SECURITIES LLC (NEW YORK NY)
NY
01/14/1998 - 10/08/1999
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1999
Series 3 - National Commodity Futures Examination
BC
Issued 01/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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