Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ranjeet? Claim Your ProfileRanjeet Rai is a financial advisor with Stifel, Nicolaus & Company, Inc. located in LAKE FOREST, IL. Ranjeet Rai has been in the financial services industry since 2011. Ranjeet Rai is registered with 52 states and is licensed to provide investment advice in 2 states. Ranjeet Rai also holds FINRA Series 6, 7 and 66 securities licenses. Before joining Stifel, Nicolaus & Company, Inc. Ranjeet Rai was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Foreside Fund Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/31/2020 - Present
Stifel, Nicolaus & Company, Inc. (LAKE FOREST IL)
IL
07/27/2016 - 10/11/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
01/27/2016 - 07/29/2016
FORESIDE FUND SERVICES, LLC (Chicago IL)
IL
11/10/2014 - 12/04/2015
FORESIDE FUND SERVICES, LLC (Chicago IL)
NE
08/28/2013 - 11/11/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
04/24/2001 - 07/01/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
12/09/1999 - 02/08/2001
AXA ADVISORS, LLC (NEW YORK NY)
MN
01/01/1999 - 07/26/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/01/1999 - 07/26/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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