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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randyl? Claim Your ProfileRandyl Ratcliff is a financial advisor with over 30 years of experience in the financial services industry. Randyl is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with Wells Fargo Advisors in some capacity since 2009. Prior to Wells Fargo, Randyl was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Randyl holds a Series 6, 7, 9, 10, 31, 63, and 65 licenses. Randyl has a strong background in financial planning and investment management. Randyl's clients include high net worth individuals, corporations, and charitable organizations. Randyl specializes in a wide range of investment strategies, including equities, fixed income, and alternative investments. Randyl's primary office is located in Lafayette, LA, but Randyl also serves clients in Lake Charles, LA. Randyl's objective is to provide clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
06/30/2022 - Present
Wells Fargo Advisors Financial Network, LLC (LAFAYETTE LA)
LA
02/20/2009 - 06/30/2022
WELLS FARGO CLEARING SERVICES, LLC (LAKE CHARLES LA)
LA
01/07/1998 - 02/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAFAYETTE LA)
NA
09/02/1997 - 12/11/1997
MARQUIS INVESTMENTS, L.L.C.
CO
10/30/1989 - 08/09/1996
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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