Unclaimed
Randy Wayne Zgabay is a financial advisor who has been in the industry since March 2009. Randy currently works for Nylife Securities LLC and is registered with FINRA, the state of Texas. Randy is registered for Series 6 and Series 63, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/09/2009 - Present
Nylife Securities LLC (FREDERICKSBURG TX)
BC
Issued 02/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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