Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Wayne Ellis is a financial advisor with over 38 years of experience in the industry. Randy is registered with Ameriprise Financial Services, LLC and has been with the firm since 2020. Randy holds a Series 6, 7, 24, 51, and 63 securities license, and is a Certified Financial Planner. Randy also has prior experience with IDS Life Insurance Company and IDS Financial Services Inc. Randy is currently registered with 18 states for both Broker/Dealer and Investment Advisory services. Randy specializes in working with individuals, corporations, other businesses, trusts, estates, high net worth individuals, insurance companies, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
04/07/2000 - Present
Ameriprise Financial Services, LLC (Rapid City SD)
MN
08/15/1984 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/15/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 08/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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