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Randy Thomas Nalls

Investment Distributors, Inc.

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About Randy Thomas Nalls

Randy Thomas Nalls is a financial professional with over 19 years of experience in the industry. Randy is currently registered with Investment Distributors, Inc. Randy holds the Series 63, 6TO, SIE and Series 7 licenses and is licensed to provide investment advice in 50 states. Randy previously worked for Concourse Financial Group Securities, Inc., GWFS Equities, Inc., MetLife Securities Inc., Guardian Investor Services LLC, John Hancock Distributors LLC and Clark Securities, Inc.

Firm Information

Randy Nalls is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Nalls’s Registration & Firm History

AL

01/03/2022 - Present

Investment Distributors, Inc. (Birmingham AL)

TX

06/04/2019 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (ROCKWALL TX)

TX

09/18/2012 - 06/03/2019

GWFS EQUITIES, INC. (DALLAS TX)

TX

09/15/2010 - 08/03/2012

METLIFE SECURITIES INC. (DALLAS TX)

NY

06/23/2009 - 07/16/2010

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

MA

09/26/2007 - 05/28/2009

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

TX

10/19/2004 - 09/06/2007

CLARK SECURITIES, INC. (FRISCO TX)

MA

02/18/2004 - 08/06/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 03/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randy Thomas Nalls.
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