Unclaimed
Randy Thomas Nalls is a financial professional with over 19 years of experience in the industry. Randy is currently registered with Investment Distributors, Inc. Randy holds the Series 63, 6TO, SIE and Series 7 licenses and is licensed to provide investment advice in 50 states. Randy previously worked for Concourse Financial Group Securities, Inc., GWFS Equities, Inc., MetLife Securities Inc., Guardian Investor Services LLC, John Hancock Distributors LLC and Clark Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
01/03/2022 - Present
Investment Distributors, Inc. (Birmingham AL)
TX
06/04/2019 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (ROCKWALL TX)
TX
09/18/2012 - 06/03/2019
GWFS EQUITIES, INC. (DALLAS TX)
TX
09/15/2010 - 08/03/2012
METLIFE SECURITIES INC. (DALLAS TX)
NY
06/23/2009 - 07/16/2010
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
09/26/2007 - 05/28/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
TX
10/19/2004 - 09/06/2007
CLARK SECURITIES, INC. (FRISCO TX)
MA
02/18/2004 - 08/06/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 03/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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