Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Pludo is a financial advisor with over 25 years of experience in the industry. Randy currently works for Wells Fargo Clearing Services, LLC. Prior to this, Randy was a financial advisor for CCO Investment Services Corp., Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Randy holds the Series 7, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials Examination. Randy has a broad range of experience and focuses on working with individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/03/2015 - Present
Wells Fargo Clearing Services, LLC (CONSHOHOCKEN PA)
PA
05/18/2011 - 04/28/2014
CCO INVESTMENT SERVICES CORP. (PHILADELPHIA PA)
PA
07/01/2003 - 01/19/2010
WELLS FARGO ADVISORS, LLC (PLYMOUTH MEETING PA)
NY
12/04/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/10/1994 - 12/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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