Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Goldhammer is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Randy has over 40 years of experience in the industry, beginning in 1977. Randy holds a Series 7, Series 63, and Series 65 license. Randy is a registered investment advisor in Nevada and Texas. Previously, Randy was employed with UBS Financial Services Inc. and Morgan Stanley DW Inc. Randy has a diverse client base that includes individuals, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and banking or thrift institutions. Randy provides a wide range of investment services, including portfolio management, performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
11/02/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HENDERSON NV)
NV
01/17/2006 - 11/10/2017
UBS FINANCIAL SERVICES INC. (HENDERSON NV)
NY
09/01/1987 - 01/19/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
08/20/1980 - 09/08/1987
RAUSCHER PIERCE REFSNES, INC.
NA
12/05/1977 - 09/18/1980
WEDBUSH, NOBLE, COOKE, INC
IA
Issued 08/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Randy Goldhammer is the right advisor for you? Invested Better is here to help.
