Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Scott Campbell is a financial advisor at UBS Financial Services Inc. Randy has been in the financial industry since 1983. Randy is registered with the state of New York and Connecticut. Randy has worked at several firms including KIDDER, PEABODY & CO. INCORPORATED, WATERHOUSE SECURITIES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, ROWLAND, SIMON & CO., I.M. SIMON & CO., INC., and WZW FINANCIAL SERVICES, INC. Randy has a broad range of experience in the financial industry and is able to provide a variety of services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/18/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NE
03/08/1989 - 05/08/1990
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MO
11/18/1988 - 03/09/1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
02/01/1988 - 11/18/1988
ROWLAND, SIMON & CO.
NA
09/13/1984 - 02/01/1988
I.M. SIMON & CO., INC.
NA
03/01/1983 - 09/14/1984
WZW FINANCIAL SERVICES, INC.
BOTH
Issued 03/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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