Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Roger Reid is a financial advisor with over 20 years of experience in the industry. Randy has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2008 and has also held previous roles at Goldman, Sachs & Co. Randy holds a variety of licenses and registrations, including Series 3, 7, 65 and 66. Randy is a registered investment advisor in Utah and Texas and is licensed to provide brokerage services in several states. Randy specializes in providing financial advice to individuals, businesses, and institutions. Randy's areas of expertise include portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
06/06/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVO UT)
NY
10/19/2000 - 11/10/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/08/1997 - 07/16/1998
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 06/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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