Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Richard Bradt is an investment advisor representative with MML Investors Services, LLC. Randy has been in the financial services industry since February 4, 2000. Randy is licensed to conduct securities business in New York. Randy's current office is located in Amherst, NY. Previously, Randy worked for MML Investors Services, LLC in North Tonawanda, NY, Principal Securities, Inc. in N Tonawanda, NY, Cadaret, Grant & Co., Inc. in Syracuse, NY, EQ Financial Consultants, Inc. in New York, NY, The Equitable Life Assurance Society of the United States in New York, NY, Cadaret, Grant & Co., Inc. in Syracuse, NY, John Hancock Distributors, Inc. in Boston, MA, and John Hancock Mutual Life Insurance Company in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
09/20/2023 - Present
MML Investors Services, LLC (AMHERST NY)
NY
09/21/2016 - 01/31/2020
MML INVESTORS SERVICES, LLC (NORTH TONAWANDA NY)
NY
06/19/2002 - 07/27/2016
PRINCIPAL SECURITIES, INC. (N Tonawanda NY)
NY
09/01/1999 - 06/12/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
07/31/1998 - 07/22/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/31/1998 - 07/22/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/24/1999 - 07/16/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MA
06/30/1994 - 11/19/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/30/1994 - 11/19/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 07/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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