Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Ray Nunez is a financial professional with over 15 years of experience in the industry. Randy is currently registered with Fidelity Brokerage Services LLC. Randy has been active in the financial industry since 2007 and has held prior positions at Mutual of America Securities LLC, Nationwide Investment Services Corporation, Countrywide Investment Services, Inc., Wells Fargo Investments, LLC, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/03/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CA
04/02/2021 - 08/04/2021
MUTUAL OF AMERICA SECURITIES LLC (SAN DIEGO CA)
OH
03/12/2009 - 03/29/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CA
01/25/2007 - 01/22/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (SAN DIEGO CA)
CA
10/25/2005 - 05/05/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
04/08/2004 - 04/04/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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