Unclaimed
Randy Ray Nesbit is a financial professional with over 30 years of experience in the industry. He has a strong background in securities and investment company products, and holds Series 6 and SIE licenses. Currently, Randy is associated with Concourse Financial Group Securities, Inc., working out of their Birmingham, AL office. Before joining Concourse Financial Group Securities, Inc., Randy has been associated with other firms such as Intersecurities, Inc., Washington Square Securities, Inc., Fortis Investors, Inc., and PFS Investments Inc. Randy is also registered with the states of Iowa, Kansas, Missouri, and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
11/26/2001 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
FL
11/17/1997 - 10/09/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CT
02/26/1996 - 11/17/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
12/02/1994 - 03/08/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
GA
08/28/1991 - 07/29/1994
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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