Unclaimed
Randy Peter Kutchek is an investment advisor representative with Nuveen Asset Management, LLC based in Chicago, Illinois. Randy is a Series 63, 65, 7, and SIE licensed advisor who has been in the industry since 1999. Prior to joining Nuveen Asset Management, LLC, Randy worked at BANC ONE SECURITIES CORPORATION, MORGAN STANLEY DW INC., and GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. Randy specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
01/21/2004 - 09/30/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
06/12/2000 - 01/07/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
12/04/1998 - 05/23/2000
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
IA
Issued 12/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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