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Randy Mark Sauve

THE O.n. Equity Sales Co.

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About Randy Mark Sauve

Randy Sauve is a financial advisor with over 40 years of experience in the industry. Randy currently works with The O.n. Equity Sales Co., a firm he joined in 1994. Randy has worked with firms in several states and has held positions such as Registered Representative and Investment Company Products/Variable Contracts Representative. Randy has a deep understanding of the financial markets and is committed to providing his clients with personalized financial advice.

Firm Information

Randy Sauve is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Sauve’s Registration & Firm History

ND

05/24/1994 - Present

THE O.n. Equity Sales Co. (FARGO ND)

CA

01/02/1992 - 05/25/1994

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

03/23/1990 - 12/31/1991

FAHNESTOCK & CO., INC. (NEW YORK NY)

MO

12/23/1988 - 03/23/1990

B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)

NA

02/27/1984 - 12/23/1988

MORISON SECURITIES, INC.

NA

05/13/1980 - 03/09/1982

MONY SALES, INC.

NA

05/13/1980 - 03/09/1982

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

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Licenses & Designations

BC

Issued 10/06/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2008

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 05/06/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randy Mark Sauve.
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